(30/12/98)

PA/JISC ‘model licence’ - framework for material supplied in electronic form

This Licence is agreed the [date] day of [date] 19[..]

between

1 [full contractual name] of [full address] (‘the Publisher’)

May be more than one publisher; give full contractual name(s) and address(es)

and

2 [full contractual name] of [full address] (‘the Licensee’)

May be more than one institution; give full contractual name(s) and address(es)

WHEREAS the Publisher holds the rights granted under this Licence

AND WHEREAS the Licensee desires to use the rights and the Publisher desires to grant to the Licensee the licence to use the rights for the Fee

IT IS AGREED AS FOLLOWS

1. Key definitions

In the Licence, the following terms shall have the following meanings:

1.1 Authorised Users Current members of the staff of the Licensee (whether on a permanent, temporary, contract or visiting basis) [,/and] individuals who are currently studying at the Licensee’s institution, who are permitted to access the Secure Network from within the premises of the Licensee and from such other places where Authorised Users work or study, including without limitation halls of residence and lodgings and homes of Authorised Users, and who have been issued by the Licensee with a password or other authentication.

Some licences may be for a more limited group, such as students enrolled on a specific course.

1.2 Commercial Use Use for the purposes of monetary reward (whether by or for the Licensee or an Authorised User) by means of the sale, resale, loan, transfer, hire or other form of exploitation of the Licensed Materials. For the avoidance of doubt [, neither recovery of direct costs by the Licensee from Authorised Users, nor] use by the Licensee or by an Authorised User of the Licensed Material in the course of research funded by a commercial organisation, is [not] deemed to constitute Commercial Use.

1.3 Fee The fee set out in Schedule 1, or in new schedules to this Licence which may be agreed by the parties from time to time.

May be a one-off fee, an annual fee (i.e. subscription), or any other basis.

1.4 Library Premises The physical premises of the Library or Libraries operated by the Licensee, as specified in Schedule 2.

1.5 Licensed Material The electronic material listed in Schedule 1, or in new Schedules to this Licence which may be agreed by the parties from time to time, and which is delivered in the format and according to the time schedule specified in Schedule 1.

May be a single item or multiple items.

1.6 Secure Network A network (whether a standalone network or a virtual network within the Internet) which is accessible only to Authorised Users [and Walk-in Users] approved by the Licensee, whose identity is authenticated at the time of login and periodically thereafter consistent with current best practice, and whose conduct is subject to regulation by the Licensee.

[1.6 Walk-in Users Persons who are not Authorised Users but who are registered as permitted users of the Licensee’s library or information service and who are permitted to access the Secure Network from designated computer terminals within the Library Premises, as designated in Schedule 2, and who have been issued by the Licensee with a password or other authentication.. [For the avoidance of doubt, the payment of a fee in order to be registered as a Walk-in User is deemed not to constitute Commercial Use under Clause 1.2 above.]

Optional definition - only include if Walk-In Users are covered in subsequent clauses

2. Agreement

2.1 The Publisher agrees to grant the Licensee the non-exclusive and non-transferable right to give Authorised [and Walk-in Users] access to the Licensed Material from the Site via a Secure Network for [specify purpose of Licence], subject to the terms and conditions of this Licence, and the Licensee agrees to pay the Fee to the Publisher.

2.2 This Licence shall commence on [date] and shall remain in effect until [date], when the Licence shall automatically terminate unless the parties have previously agreed to renew it. The licence period for individual items of material shall be as set out in Schedule 1 or in new Schedules to this Licence which may be added subsequently.

A renewable licence might state that it continues indefinitely unless (a) either party gives the other a specified amount of notice or (b) the Licensee fails to pay the renewal fee by a specified number of days after invoicing. The appropriate start/end expression may vary for the different types of material and use.

2.3 The right specified in sub-Clause 2.1 above is granted in all countries of the world.

For more limited licences, either add ‘excluding...’ or specify a shorter list

3. Permitted uses

The Licensee may, subject to Clause 4 below:

[3.1.1 Load the Licensed Material onto the Licensee’s server on the Secure Network]

Not all publishers will allow this. Ideally it should be addressed in a separate variant of the model licence.

[3.1.2 Make such back-up copies of the Licensed Material as are reasonably necessary]

This would not be applicable in the case of online delivery from the publisher’s (or another) server.

3.1.3 Allow Authorised Users to have access to the Licensed Material via the Secure Network

[3.1.4 Allow Walk-in Users to have access to the Licensed Material from [designated] computer terminals within the Library Premises.]

3.1.5 Supply to an Authorised User of another library (whether by post, fax or secure intermediate electronic transmission, using Ariel or its equivalent, whereby the electronic file is deleted immediately after printing), for the purposes of research or private study, a single paper copy of an electronic original of an individual document.

3.1.6 Display, download or print the Licensed Material for the purpose of internal marketing or testing, or for training Authorised Users.

3.2 Authorised Users [and Walk-in Users] may, subject to Clause 4 below:

3.2.1 Search, view, retrieve and display the Licensed Material

3.2.2 Electronically [temporarily] save parts of the Licensed Material for personal use

3.2.3 Print off single copies of parts of the Licensed Material

[3.2.4 Distribute single copies of parts of the Licensed Material in print or electronic form to other Authorised Users [and to colleagues elsewhere in the course of research], for their personal use]

3.3 Only Authorised Users may, subject to Clause 4 below:

[3.3.1 Incorporate parts of the Licensed Material in [printed [or electronic] Course or Study Packs] [and] [Electronic Reserve collections] for the use of Authorised Users in the course of instruction. Each such item shall carry appropriate acknowledgement of the source, listing title and author of extract, title and author of work, and publisher. Copies of such items shall be deleted by the Licensee when they are no longer required for such purpose. Course packs in non-electronic non-print perceptible form, such as audio or Braille, may also be offered to Authorised Users who, in the reasonable opinion of the Licensee, are visually impaired.]

Where a publisher does not allow an activity as a permitted use, they may wish to list

it as a prohibited use in Clause 4.2.5.

3.4 Nothing in this Licence shall in any way exclude, modify or affect anything the Licensee or Authorised [and Walk-in] Users are allowed to do in respect of any of the Licensed Materials under any statutory rights granted by the Copyright Designs and Patents Act 1988 and any amending legislation.

4. Prohibited uses

4.1 Neither the Licensee nor Authorised [or Walk-in] Users may remove or alter the authors’ names or the Publisher’s copyright notices or other means of identification or disclaimers as they appear in the Licensed Material.

4.2 Neither the Licensee nor Authorised [or Walk-in] Users may systematically make print or electronic copies of multiple extracts of the Licensed Material for any purpose [other than back-up copies as permitted in Clause 3.1.2].

Note that 3.1.2 only applies in cases of local mounting.

4.3 Neither the Licensee nor Authorised [or Walk-in] Users may provide, by electronic means, to a user at another library or elsewhere, a retained electronic copy of any part of the Licensed Material.

Note that if PA/JISC are unable to develop a suitable scheme to deliver such copies from publisher or third party, this topic may need to be revisited.

4.4 Neither the Licensee nor Authorised [or Walk-in] Users may mount or distribute any part of the Licensed Material on any electronic network, including without limitation the Internet and the World Wide Web, other than the Secure Network.

4.5 The Publisher’s explicit written permission must be obtained in order to:

4.5.1 Use the whole or any part of the Licensed Material for any Commercial Use

4.5.2 Systematically distribute the whole or part of the Licensed Material to anyone other than Authorised Users

      1. Publish, distribute or make available the Licensed Material, works based on the Licensed Material or works which combine it with any other material, other than as permitted in this Licence
      2. Alter, abridge, adapt or modify the Licensed Material, except to the extent necessary to make it perceptible on a computer screen [or as otherwise permitted in this licence] to Authorised [and Walk-in] Users. For the avoidance of doubt, no alteration of the words or their order is permitted.

‘Otherwise permitted’ wording needed if braille, audio etc are allowed.

5. Undertakings

5.1 The Publisher warrants to the Licensee that[, to the best of its belief,] it is the owner of the copyright in the Licensed Material or that it is duly licensed to use the copyright material contained in the Licensed Material and that the Licensed Material used as contemplated in this Licence does not infringe any copyright or other proprietary or intellectual property rights of any natural or legal person. The Publisher shall indemnify and hold the Licensee harmless from and against any direct loss, damage, cost, liability or expense (including reasonable legal and professional fees) arising out of any legal action taken against the Licensee claiming actual or alleged infringement of such rights. This indemnity shall survive the termination of this Licence for any reason. This indemnity shall not apply if the Licensee has amended the Licensed Material in any way not permitted by this Licence.

5.2 The Publisher shall:

5.2.1 [Supply the Licensed Material to the Licensee] [Make the Licensed Material available to the Licensee and to Authorised [and Walk-in] Users from the [Publisher’s/x’s] server] in the media, format and time schedule specified in Schedule 1. The Publisher shall notify the Licensee at least sixty (60) days in advance of any anticipated specification change applicable to the Licensed Material.

Not applicable if, for example, licence commences at a specified date or with a specified delivery. Alternatively, ‘within 30 days of payment of the Fee’.

5.2.2 Provide the Licensee, within x days of commencement, with information sufficient to enable access to the Licensed Material

[5.2.3 Use all reasonable endeavours to ensure that its server has adequate capacity and bandwidth to support the usage of the Licensee at a level commensurate with the standards of availability for information services of similar scope operating via the World Wide Web, as such standards evolve from time to time over the term of this Licence.]

[5.2.4 Use all reasonable endeavours to make the Licensed Materials available to the Licensee and to Authorised Users [and Walk-in Users] at all times [and on a twenty-four hour basis], save for routine maintenance, and to restore access to the Licensed Material as soon as possible in the event of an interruption or suspension of the service.]

5.2.3 and 5.2.4 are not applicable if the Licensed Material is locally mounted.

If required, additional Service Level Agreement details can be added here.

5.3 The Publisher reserves the right at any time to withdraw from the Licensed Material any item or part of an item for which it no longer retains the right to publish, or which it has reasonable grounds to believe infringes copyright or is defamatory, obscene, unlawful or otherwise objectionable. The Publisher shall give written notice to the Licensee of such withdrawal. [If the withdrawn material represents more than ten per cent (10%) of the book, journal or other publication in which it appeared, the Publisher shall make a pro rata refund of part of the Fee, taking into account the amount of material withdrawn and the remaining unexpired portion of the Licence Period.]

If content is locally mounted, add ‘and the Licensee shall delete all such material from its Central Server’

5.4 The Publisher undertakes either to provide or to make arrangements for a third party to provide an archive of the Licensed Material, and to permit Authorised Users [and Walk-in Users] to access such archive after termination of this Licence.

This is only applicable to certain kinds of publications, such as journals. There may or may not be a fee - the publisher may not even know yet!

5.5 The Publisher shall provide on a [frequency] basis usage information for the Licensee’s private internal use only. Such usage information shall be compiled in a manner consistent with the applicable privacy laws, and the anonymity of individual users and the confidentiality of their searches shall be fully protected. In the case that the Publisher assigns its rights to another party under Clause 7.1 herein, the Licensee may at its discretion require the assignee either to keep such usage information confidential or to destroy it.

Helpful to specify in more detail what information to be collected. This clause applies in the case where the data is held on the Publisher’s server; in the case of local mounting, use instead Clause 5.9

5.6 The Licensee shall:

5.6.1 Use all reasonable endeavours to ensure that all Authorised [and Walk-in] Users are appropriately notified of the importance of respecting the intellectual property rights in the Licensed Material and of the sanctions which the Licensee imposes for failing to do so, as specified in Schedule 3

Advisable to ascertain that the Licensee’s policy is acceptable to the Publisher; the Publisher may wish the Licensee to undertake here to enforce the policy outlined in the Schedule.

5.6.2 Use all reasonable endeavours to ensure that Authorised [and Walk-in] Users are made aware of and agree to abide by the terms and conditions of this Licence; use all reasonable endeavours to monitor compliance and immediately on becoming aware of any unauthorised use or other breach, inform the Publisher and take all reasonable steps, including appropriate disciplinary action, both to ensure that such activity ceases and to prevent any recurrence

5.6.3 Issue passwords or other access information only to Authorised Users and use all reasonable endeavours to ensure that Authorised Users do not divulge their passwords or other access information to any third party

5.6.4 Keep full and up-to-date records of all Authorised Users and their access details, and if appropriate provide the Publisher with periodic lists of additions, deletions or other alterations to such records as agreed between the parties from time to time

Publisher may want to specify frequency of updates

[5.6.5 Allow Walk-in Users access to the Licensed Materials only from [designated] computer terminals within the Library Premises, as designated in Schedule 2]

5.6.6 Use all reasonable endeavours to ensure that only Authorised [and Walk-in] Users are permitted access to the Licensed Material and if appropriate notify the Publisher within a reasonable period of any person ceasing to be an Authorised User.

Notification may not be feasible or necessary under some networks - if not, delete.

5.7 Nothing in this Licence shall make the Licensee liable for breach of the terms of the Licence by any Authorised [or Walk-in] User provided that the Licensee did not cause, knowingly assist or condone the continuation of such breach after becoming aware of an actual breach having occurred.

5.8 The Licensee shall, in consideration for the rights granted under this Licence, pay the specified Fee to the Publisher within 30 days of signature [or other commencement point]. For the avoidance of doubt, such Fee shall be exclusive of any sales, use, value added or similar taxes and the Licensee shall be liable for any such taxes in addition to the Fee.

If it’s a renewable licence, add ‘and within 30 days of the commencement of each subsequent Licence Period’ or ‘within 30 days of the anniversary of the commencement date’.

[5.9 The Licensee shall provide on a [frequency] basis usage information for the Publisher’s private internal use only. Such usage information shall be compiled in a manner consistent with the applicable privacy laws, and the anonymity of individual users and the confidentiality of their searches shall be fully protected. In the case that the Licensee assigns its rights to another party under Clause 7.1 herein, the Publisher may at its discretion require the assignee either to keep such usage information confidential or to destroy it.]

Helpful to specify in more detail what information to be collected. This is the alternative to Clause 5.5, for use when material is locally mounted.

5.10 Each party shall use its best endeavours to safeguard the intellectual property, confidential information and proprietary rights of the other party.

6. Termination

6.1 In addition to the automatic termination (unless renewed) under Clause 2, this Licence is terminated if either party gives written notice to the other in the following circumstances:

6.1.1 The Licensee defaults in making payment of the Fee

6.1.2 Either party commits a material or persistent breach of any term of this Licence and fails to remedy the breach (if capable of remedy) within thirty days of notification in writing by the other party

6.1.3 Either party becomes insolvent or becomes subject to receivership, liquidation or similar external administration.

6.2 On termination all rights and obligations of the parties automatically terminate except for:

6.2.1 Those specified in Clauses 3.3, 5.1 and 5.10 above

6.2.2 All obligations in respect of Licensed Material to which access continues to be permitted

6.3 On termination of this Licence due to breach of any term thereof by the Licensee, the Licensee shall immediately cease to distribute or make available the Licensed Material to Authorised [and Walk-in] Users.

Publisher may in some cases also require (for example, in the case of some CD-roms) destruction/deletion (in the case of local mounting) or return of the Licensed Material

6.4 On termination of this Licence due to breach of any term thereof by the Publisher, the Publisher shall forthwith repay to the Licensee a pro rata refund of the unexpired portion of the Fee.

6.5 On termination of this Licence for any cause other than breach by the Licensee, [the Licensee shall be entitled to retain/the Publisher shall supply a copy of/the Publisher shall continue to provide access to] all Licensed materials made available prior to the date of termination.

7. General

      1. This Licence may not be assigned by either party to any other person or organisation, nor may either party sub-contract any of its obligations, without the prior written consent of the other party [which consent shall not unreasonably be withheld].

7.1.2 If rights in all or any part of the Licensed Material are assigned to another publisher, the Publisher shall use its best endeavours to ensure that the terms and conditions of this Licence are maintained.

7.2 Alterations to this Licence are only valid if they are recorded in writing and signed by both parties.

7.3 Any notices to be served on either of the parties by the other shall be sent by prepaid recorded delivery or registered post to the address of the addressee as set out in this Licence or to such other address as notified by either party to the other as its address for the service of notices and all such notices shall be deemed to have been received within 14 days of posting.

7.4 If any difference shall arise between the parties touching the meaning of this Licence or the rights and liabilities of the parties thereto, the same shall in the first instance be referred to an independent expert agreed by the parties or, in default of such agreement, nominated by the president for the time being of the Institute of Chartered Accountants in England and Wales. Such expert shall act as expert and not as an arbitrator, and the expert’s decision (which shall be given in writing stating the reasons therefor) shall be final and binding on the parties. Each party shall provide the expert with such information as the expert may reasonably require for the purposes of determination. The costs of the expert shall be borne by the parties in such proportions as the expert may determine to be fair and reasonable or, if no such determination is made, in equal proportions.

7.5 Neither party shall be liable in any way for failure or delay in performing its obligations under this Licence if the failure or delay is due to causes outside the reasonable control of the party in default.

7.6 The failure of any party to enforce any provision on any one occasion shall not affect its right to enforce another provision or the same provision on another occasion.

7.7 In the event that any provision of this Licence is held to be invalid, the remainder of the provisions shall continue in full force and effect.

7.8 This Licence shall be governed by and construed according to the laws of England and the parties irrevocably agree to submit to the jurisdiction of the English Courts.

As witness the hands of the parties the day and year below first written

For the Publisher Date

Name (in block capitals)

Title Signature

For the Licensee Date

Name (in block capitals)

Title Signature

 

[repeat Licensee signatory lines in the case of a consortium]

Schedule 1 - Licensed materials

A Schedule dated [ date ] to the Licence dated [date] between [Publisher] and [Licensee].

List of Licensed Material, initial licence period for each item, format of each item, delivery schedule (if applicable) for each item and fee for the initial licence period for each item.

Subsequent Schedules can be used to add, remove or update details; the Licence itself does not need to be renegotiated.

As witness the hands of the parties the day and year below first written

For the Publisher Date

Name (in block capitals)

Title Signature

For the Licensee Date

Name (in block capitals)

Title Signature

 

[repeat Licensee signatory lines in the case of a consortium]

 

Schedule 2 - Licensee premises

List of addresses of (a) library premises and (b) other premises of the Licensee at which the Secure Network is made available.

As witness the hands of the parties the day and year below first written

For the Publisher Date

Name (in block capitals)

Title Signature

For the Licensee Date

Name (in block capitals)

Title Signature

 

[repeat Licensee signatory lines in the case of a consortium]

 

Schedule 3 - Licensee’s copyright enforcement policy

List of all documents evidencing the policy, with attached copies.

As witness the hands of the parties the day and year below first written

For the Publisher Date

Name (in block capitals)

Title Signature

For the Licensee Date

Name (in block capitals)

Title Signature

 

[repeat Licensee signatory lines in the case of a consortium]